Matthew Williams is a registered investment advisor, based in Homewood, AL, with 14 years of industry experience.
Location
2820 Central Avenue, Homewood, AL, 35203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew is the executor of his grandmother's estate and will execute her trust upon her death. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
January 2013 - February 2025 · 12 yrs 1 mo
Concourse Financial Group Securities, INC.Broker
December 2011 - February 2025 · 13 yrs 2 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.