Andres Javier Pimentel

CFP

Kovack Advisors, INC.

18 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Kovack Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

268 advisors

Number of Clients

14,305 clients

Average Client Portfolio

$387K average

Assets Under Management

$5.5B

Fee Structure

Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2018

Denied

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Other Business ActivitiesSells Insurance

Andres is a manager at E C Wealth Management LLC, dedicating most of his time to providing financial advice. He also sells insurance products through Kovack sponsored companies and manages a rental property, dedicating minimal time to each activity.