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Abdoul Diallo

17 Years of Experience
Suwanee, GA
4 DisclosuresBroker

Abdoul Diallo is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Suwanee, GA, with 17 years of industry experience. Abdoul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

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Location

3165 Peachtree Pkwy, Suwanee, GA, 30024

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History

Regulatory History (4)
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Financial
November 2021
Final
Financial
November 2021
Final
Financial
November 2021
Final
Financial
October 2019
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2023 - Present · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2017 - December 2022 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2016 · 3 yrs 4 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
State Registrations7 states
ALFLGANCSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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