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Abdoul Diallo

17 Years of Experience
Suwanee, GA
4 DisclosuresBroker

Abdoul Diallo is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Suwanee, GA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3165 Peachtree Pkwy, Suwanee, GA, 30024

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2021
Final
Financial
November 2021
Final
Financial
November 2021
Final
Financial
October 2019
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2023 - Present · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2017 - December 2022 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2016 · 3 yrs 4 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
State Registrations7 states
ALFLGANCSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Abdoul Diallo - Financial Advisor | TrueAdvisor