Paul Malcolm
Paul Malcolm is a registered investment advisor at Malcolm Capital Management LLC, based in Sioux Falls, SD, with 16 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Malcolm Capital Management charges a percentage of your portfolio each quarter. For the Tactical Asset Allocation strategy, the fee is 0.35% per quarter (about 1.4% per year). For the Tactical Income strategy, it's 0.3% per quarter (about 1.2% per year). These fees are based on the average daily balance of your account, including all holdings and cash. Fees are typically deducted from your account at the beginning of the month following the end of the quarter.
Location
Sioux Falls, SD
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Regulatory History (2)
Regulatory
November 2023Employment Separation After Allegations
July 2023Other Business Activities
Paul works as an administrative assistant for Ballard Asphalt Paving & Maintenance Inc., doing clerical work and assisting with bidding. This takes nearly full-time hours.
Employment History
Current Registrations
Malcolm Capital Management LLC
Previous Registrations
Marathon Investment Programs
Westward Prospect INC. DBA Seven Years Capital
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.