SP
SP

Sejal Penkar

13 Years of Experience
Los Angeles, CA
Broker

Sejal Penkar is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 13 years of industry experience. Sejal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

400 S. Hope Street 20th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sejal works as an administrative assistant for Beach Cities Internal Medicine, a primary care medical practice. She dedicates minimal time to this role, working only on weekends.

Employment History
Current Registrations
Capital Client Group, INC.
March 2021 - Present · 5 yrs 2 mos
Capital Client Group, INC.
March 2021 - Present · 5 yrs 2 mos
Capital Client Group, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - March 2021 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2019 - March 2021 · 1 yr 9 mos
Wells Fargo Securities, LLCBroker
August 2012 - May 2019 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - February 2008 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.