Carlos Cortez
Carlos Cortez is a registered investment advisor at Cortez Wealth Advisors LLC, based in Oldsmar, FL, with 17 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual management fee is 1.50% and is negotiable. This fee is in addition to the third-party advisor's fee, which ranges from 0.85% to 1.1%.
Fee Estimator
Location
3935 Tampa Rd, Ste. 3, Oldsmar, FL, 34677
Get directionsHistory
Regulatory History (23)
Customer Dispute
September 2022Customer Dispute
August 2022Customer Dispute
June 2022Customer Dispute
June 2022Customer Dispute
June 2022Customer Dispute
June 2022Customer Dispute
May 2022Customer Dispute
May 2022Customer Dispute
April 2022Customer Dispute
April 2022Customer Dispute
April 2022Customer Dispute
March 2022Customer Dispute
March 2022Customer Dispute
March 2022Customer Dispute
February 2022Customer Dispute
December 2021Customer Dispute
December 2021Customer Dispute
December 2021Customer Dispute
September 2021Customer Dispute
July 2021Customer Dispute
June 2021Customer Dispute
May 2021Customer Dispute
April 2021Other Business ActivitiesSells Insurance
Carlos is the owner, CEO, and president of Cortez Wealth Management, providing financial services, insurance, and investment advice, dedicating about half his time. He also sells gold for Cornerstone Asset Metal and hosts the Scriptures & Wallstreet podcast, dedicating minimal time to each.
Employment History
Current Registrations
Cortez Wealth Advisors LLC
Previous Registrations
World Equity Group, INC.Broker
Cortez Wealth Advisors LLC
Retirement Wealth Advisors, INC.
Taylor Capital Management INC.Broker
Resource Horizons Investment Advisory, INC.
Resource Horizons Group LLCBroker
Coppell Advisory Solutions, LLC
Calton & Associates, INC.
Calton & Associates, INC.Broker
Jhs Capital Advisors, INC.
Jhs Capital Advisors, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Garden State Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.