Richard Goud is a registered investment advisor at Marquam Capital, based in Portland, OR, with 18 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 154 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees on assets in excess of $5,000,000 are negotiable.
Fee Estimator
Location
1515 SW 5th Ave., Suite 606, Portland, OR, 97201-5449
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the Chief Compliance Officer for Marquam Asset Management LLC, dedicating about half of his time to overseeing compliance activities. He also serves as CEO of RFI Foundation and is a panel member at PT Hurriyah Global Consulting Firm, spending minimal time on these non-investment related activities.
Employment History
Current Registrations
Marquam Capital
Previous Registrations
Hp Securities, INC.Broker
Rubicon Global Asset Management, LLC
Rubicon Global Asset Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.