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Ryan Richardson

15 Years of Experience
Woodland Hills, CA
Broker

Ryan Richardson is a registered investment advisor, based in Woodland Hills, CA, with 15 years of industry experience.

Location

Woodland Hills, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan is a part owner of Richardson Financial, a DBA for investment services, and spends about half his time there. He also co-owns Richardson & Co CPAs, a tax and accounting preparation service, dedicating about half his time to this non-investment related activity.

Employment History
Current Registrations
Cetera Financial Specialists LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Investment Advisers LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Avantax Advisory Services
June 2014 - July 2021 · 7 yrs 1 mo
Avantax Investment Services, INC.Broker
November 2010 - July 2021 · 10 yrs 8 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Richardson - Financial Advisor | TrueAdvisor