James O'clair is a registered investment advisor, based in Portland, ME, with 18 years of industry experience.
Location
970 Baxter Blvd, Suite 204, Portland, ME, 04103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an independent contractor and owner of O'Clair Wealth Management, where he works as a financial advisor under Raymond James. This takes about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2022 - Present · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Edward Jones
October 2007 - October 2022 · 15 yrs
Edward JonesBroker
August 2007 - October 2022 · 15 yrs 2 mos
State Registrations12 states
FLMAMEMINCNHOHSCVAVTWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.