Jason Topi is a registered investment advisor at Morgan Stanley, based in Utica, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
106 Business Park Drive, Utica, NY, 13502
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
November 2024 - Present · 1 yr 10 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
December 2018 - November 2024 · 5 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
December 2018 - November 2024 · 5 yrs 11 mos
M. Griffith Investment Services, INC.
July 2012 - December 2018 · 6 yrs 5 mos
M. Griffith Investment Services, INC.Broker
November 2009 - December 2018 · 9 yrs 1 mo
Hsbc Securities (USA) INC.
June 2009 - November 2009 · 5 mos
Hsbc Securities (USA) INC.Broker
May 2009 - November 2009 · 6 mos
Leigh Baldwin & CO., LLCBroker
February 2009 - April 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - February 2009 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - February 2009 · 1 yr 6 mos
State Registrations45 states
AKAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMEMIMNMOMSMTNCNDNHNJNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.