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Eric Lin

Investment Research CORP
11 Years of Experience
Rancho Santa Margarita, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Lin is a registered investment advisor at Investment Research CORP, based in Rancho Santa Margarita, CA, with 11 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 166 clients with $76M in assets under management.

Investment Research CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
166 clients
Average Client Portfolio
$460K average
Assets Under Management
$76.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Clients can choose a $3,000 flat fee or a percentage-based fee of 0.5%, 1.0%, 1.5%, or another mutually agreed rate up to a maximum of 2.0% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Rancho Santa Margarita, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric refers property & casualty, commercial, and health insurance to Sky Vision Insurance, and writes life insurance contracts, dedicating a few hours per week. He also works as an Investment Advisor Representative for Investment Research Corporation, providing investment advice and portfolio management, taking about half of his time.

Employment History
Current Registrations
Investment Research CORP
May 2025 - Present · 1 yr 5 mos
World Capital Brokerage, INC.
February 2025 - Present · 1 yr 8 mos
World Capital Brokerage, INC.Broker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
SA Stone Wealth Management INC.Broker
December 2019 - December 2022 · 3 yrs
SA Stone Investment Advisors INC.
December 2019 - December 2022 · 3 yrs
Quest Capital Strategies, INC.Broker
May 2018 - December 2019 · 1 yr 7 mos
Quest Capital Strategies, INC.
April 2018 - December 2019 · 1 yr 8 mos
LPL Financial LLC
November 2016 - August 2017 · 9 mos
LPL Financial LLCBroker
November 2016 - August 2017 · 9 mos
Cetera Investment Services LLCBroker
January 2016 - November 2016 · 10 mos
Cetera Investment Advisers LLC
January 2016 - November 2016 · 10 mos
AXA Advisors, LLC
July 2013 - January 2014 · 6 mos
AXA Advisors, LLCBroker
July 2013 - January 2014 · 6 mos
J.P. Morgan Securities LLCBroker
March 2013 - April 2013 · 1 mo
Scottrade, INC.Broker
April 2010 - September 2012 · 2 yrs 5 mos
White Pacific Securities, INC.Broker
October 2009 - March 2010 · 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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