Joseph Ferguson is a registered investment advisor at LPL Financial LLC, based in Casper, WY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
904 S. Center Street, Casper, WY, 82601-3732
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a head soccer coach for the Wyoming State Soccer Association, spending a few hours per week. He is also an assistant soccer coach for Natrona County High School, dedicating about 10-20% of his time, and operates Ferguson Wealth Management as a DBA for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Stadion Money Management, LLC
Alps Distributors, INC.Broker
Transamerica Capital, INC.Broker
Aig Sunamerica Capital Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.