Kristen Ellis
Kristen Ellis is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kristen is a check signer for The Court Company since 2018. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Mutual Securities, INC.Broker
Kelman Lazarov INC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Charles Schwab & CO., INC.Broker
State Registrations1 state
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