SG
SG

Sharon Gwozdz

18 Years of Experience
Tampa, FL
Broker

Sharon Gwozdz is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 18 years of industry experience. Sharon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1715 N Westshore Boulevard, Suite 260, Tampa, FL, 33607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sharon acts as power of attorney for her father, Casimir Gwozdz. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2019 - Present · 7 yrs 2 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
Foresters Financial Services, INC.Broker
August 2007 - June 2019 · 11 yrs 10 mos
State Registrations14 states
CTDCFLGALAMAMDNCNYOHSCTNVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.