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Clayton Mahone

18 Years of Experience
Sherman, TX
1 DisclosureBrokerSells Insurance

Clayton Mahone is a registered investment advisor at MML Investors Services, LLC, based in Sherman, TX, with 18 years of industry experience. Clayton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Wall Street Plaza, 123 North Crockett Street, Sherman, TX, 75090

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Other Business ActivitiesSells Insurance

Clayton is an insurance agent with various carriers, selling and servicing traditional insurance products since 2008, dedicating a few hours per week. He is also a board member of the City of Sherman Planning and Zoning Commission since 2016, spending minimal time on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
December 2015 - Present · 10 yrs 10 mos
MML Investors Services, LLCBroker
October 2015 - Present · 11 yrs
Previous Registrations
Trinity Portfolio Advisors, LLC
September 2010 - September 2015 · 5 yrs
MML Investors Services, INC.Broker
July 2008 - August 2010 · 2 yrs 1 mo
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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