Jamie Swasey is a registered investment advisor at Osaic Wealth, INC., based in Sudbury, MA, with 15 years of industry experience. Jamie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
327 A Boston Post Rd, Sudbury, MA, 01776
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jamie is a Director of Retirement Plan Services at Spencer Financial, LLC, supporting the firm's retirement plan management process, a full-time commitment. Jamie is also a Registered Assistant at GenX Financial LLC, which facilitates payroll and benefits for Innovative Financial Group employees, also a full-time commitment.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Transamerica Investors Securities CorporationBroker
Gwfs Equities, INC.Broker
Putnam Retail Management Limited PartnershipBroker
Capital Analysts, IncorporatedBroker
State Registrations2 states
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