RK
CFA
RK
CFA
Richard Keating
13 Years of Experience
Steamboat Springs, CO
1 Disclosure
Richard Keating is a CFA-designated registered investment advisor at Keating Investment Counselors INC, based in Steamboat Springs, CO, with 13 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 157 clients with $380M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
157 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$383.1M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.25% |
| $1.5M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Minimum quarterly fee is $500. Account size is negotiable under certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
465 Anglers Dr., Suite 2-G, Steamboat Springs, CO, 80487
Get directionsHistory
Regulatory History (1)
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Regulatory
June 2017Final
Employment History
Current Registrations
Keating Investment Counselors INC
April 2017 - Present · 9 yrs
Previous Registrations
Keating Investment Counselors INC
August 2007 - December 2011 · 4 yrs 4 mos
State Registrations5 states
COFLILNCTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.