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Seth Windell

18 Years of Experience
Santa Claus, IN
Broker

Seth Windell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Santa Claus, IN, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

One Kringle Place Blvd, Suite B, Santa Claus, IN, 47579

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth is a registered associate and owner of Windell Financial Services, Inc. He dedicates about half of his time to this business, with about 10-20% of his time during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 2007 - Present · 18 yrs 9 mos
Previous Registrations
Raymond James Financial Services
September 2007 - January 2009 · 1 yr 4 mos
State Registrations22 states
ALCAFLILINKYMAMIMNMOMSNCNMNYOHOKPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.