Nicholas Bertell
Nicholas Bertell is a ChFC-designated registered investment advisor at Redwood Coast Financial Partners, based in Eureka, CA, with 18 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 995 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
923 3rd Street, Eureka, CA, 95501
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2014Customer Dispute
January 2010Other Business Activities
Nicholas is a member of the Humboldt Masonic Lodge, where he organizes ritual work, plans social events, and participates in volunteer community work. He spends a few hours per week on this activity, none of which occurs during trading hours.
Employment History
Current Registrations
Redwood Coast Financial Partners
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.