Aaron M Puttroff

CFP

Park Avenue Securities LLC

18 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation Planning

Park Avenue Securities LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1757 advisors

Number of Clients

71,074 clients

Average Client Portfolio

$211K average

Assets Under Management

$15.0B

Fee Structure

Location

5280 Carroll Canyon Road, Suite 103, San Diego, CA, 92121

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2025

Pending

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Aaron operates under the DBA Living Legacy LLC and dedicates nearly full-time hours to this investment-related activity. Additionally, Aaron sells life, disability, and long-term care insurance, spending a few hours per week on this investment-related activity, and is on the executive committee for Provisors and an ambassador for Renaissance Executive Forum, spending minimal time on each.

Employment History

Current Registrations

Park Avenue Securities LLC

February 2008 - Present · 18 yrs

Park Avenue Securities LLCBroker

September 2007 - Present · 18 yrs 5 mos

State Registrations29 states

AZCACODCFLHIIAIDILINKSMAMDMIMOMTNCNENMNVNYOHOKTNTXUTVAWAWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.