Patrick Hart
Patrick Hart is a CFP-designated registered investment advisor at LPL Financial LLC, based in Ponte Vedra, FL, with 18 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
90 Fort Wade Road #100, Office #171, Ponte Vedra, FL, 32081
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is an advisory representative of a RIA and works as an owner/financial professional utilizing a DBA name. He also works as an independent insurance agent for various independent insurance companies, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Ipi Wealth Management, INC.
Investment Planners, INC.Broker
Orchard Securities, LLCBroker
Realty Capital Securities, LLCBroker
Sun Life Financial Distributors, INC.Broker
Metlife Investors Distribution CompanyBroker
Financial Network Investment CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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