HM
HM

Holly Moriarty

17 Years of Experience
St. Petersburg, FL
Broker

Holly Moriarty is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 4 mos
Raymond James Financial Services, INC.Broker
May 2018 - Present · 8 yrs
Raymond James Financial Services, INC.
May 2018 - Present · 8 yrs
Previous Registrations
Sii Investments, INC.Broker
April 2010 - September 2012 · 2 yrs 5 mos
Invest Financial Corporation
January 2010 - April 2018 · 8 yrs 3 mos
Invest Financial CorporationBroker
February 2009 - April 2018 · 9 yrs 2 mos
Intersecurities, INC.Broker
September 2008 - December 2008 · 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.