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Susan Rogers

18 Years of Experience
Charlottesville, VA
Broker

Susan Rogers is a registered investment advisor, based in Charlottesville, VA, with 18 years of industry experience.

Location

1658 State Farm Boulevard, Charlottesville, VA, 22911

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan works as a financial advisor for Atlantic Union Bank and Atlantic Union Financial Consultants, dedicating about half of her time to each role. One role is investment-related, while the other is a support company.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2014 - Present · 11 yrs 11 mos
Raymond James Financial Services Advisors, INC
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - June 2014 · 5 mos
Cetera Investment Services LLCBroker
November 2012 - June 2014 · 1 yr 7 mos
Cetera Investment Services LLC
November 2012 - January 2014 · 1 yr 2 mos
Wells Fargo Advisors, LLC
April 2011 - September 2012 · 1 yr 5 mos
Wells Fargo Advisors, LLC
January 2008 - April 2011 · 3 yrs 3 mos
Wells Fargo Advisors, LLCBroker
September 2007 - September 2012 · 5 yrs
State Registrations9 states
COILMDNCNJPASCVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Susan Rogers - Financial Advisor | TrueAdvisor