Jessica Swaim is a CFP-designated registered investment advisor at Gilbert & Cook, INC., based in West Des Moines, IA, with 17 years of industry experience. Jessica operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 901 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gilbert & Cook offers investment management services through wrap fee platforms, where you pay an all-inclusive fee based on the value of your portfolio rather than individual trading commissions. While the brochure mentions a $1,000,000 portfolio minimum for these services, the exact percentage fee schedule is detailed in a separate wrap fee platform brochure.
Location
5058 Grand Ridge Drive, West Des Moines, IA, 50265
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gilbert & Cook, INC.
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Harris Associates Securities L.P.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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