Chad Cartier is a registered investment advisor at Cetera Investment Advisers LLC, based in Cheshire, CT, with 18 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
680 South Main St, Ste 204, Cheshire, CT, 06410
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Chad operates under the DBA Pillar Plan Financial for investment services, dedicating nearly full-time hours. He is also an associate financial advisor at Covenant Wealth Advisers, spending nearly full-time hours providing financial services, and spends minimal time as a tax preparer for the same company.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Ameritas Investment CORP
Ameritas Investment CORP.Broker
MML Investors Services, INC.Broker
Metlife Securities INC.Broker
State Registrations8 states
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