Nicholas Maxwell
Nicholas Maxwell is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2600 Cesar Chavez Blvd #201, Fresno, CA, 93721
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business ActivitiesSells Insurance
Nicholas operates several DBAs for his LPL business, including Brighton Investment Advisors, Brighton Investment Solutions, and Brighton SVP, dedicating full-time hours to the latter two. He also sells non-variable insurance products, including life, health, LTC, and fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.