Seth Swindle
Seth Swindle is a CFP-designated registered investment advisor at Strive Investment Management, LLC, based in American Fork, UT, with 9 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41 clients with $5.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are negotiable. Strive Investment Management may aggregate accounts for the same individual as well as accounts within the same household for the benefit of discounting your asset-based fee.
Fee Estimator
Location
American Fork, UT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Seth works as an independent insurance agent selling life insurance since 2019. This involves minimal time each month.
Employment History
Current Registrations
Strive Investment Management, LLC
Previous Registrations
Morgan Stanley & CO., Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.