Robert Smith is a registered investment advisor, based in Minneapolis, MN, with 17 years of industry experience.
Location
901 3rd Ave S, Minneapolis, MN, 55402-3367
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.
February 2018 - Present · 8 yrs 3 mos
American Enterprise Investment Services INC.Broker
February 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLC
December 2009 - Present · 16 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2009 - Present · 16 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
November 2007 - December 2008 · 1 yr 1 mo
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.