TrueAdvisor
TrueAdvisor
BG
BG

Brian Gaister

Pennington Partners & CO., LLC
17 Years of Experience
Houston, TX
1 Disclosure
View SEC Summary
View SEC Summary

Brian Gaister is a registered investment advisor at Pennington Partners & CO., LLC, based in Houston, TX, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 4 more. Their firm serves 112 clients with $5.1B in assets under management.

Pennington Partners & CO., LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
112 clients
Average Client Portfolio
$45.4M average
Assets Under Management
$5.1B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$100,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annualized rates generally range up to 1.50%. Alternatively, Pennington Partners generally charges a fixed annual fee of a minimum of $100,000. All fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1400 Post Oak Blvd, Suite 625, Houston, TX, 77056

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian is a passive member/investor in Keiretsu Forum and owner of BRMG LLC, a real estate LLC with his father, dedicating minimal time to each. He also participates in investment committees for the JCC of Greater Washington and the Jewish Community Federation of Baltimore, and uses GF Angel LLC for angel investing.

Employment History
Current Registrations
Pennington Partners & CO., LLC
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Pennington Partners & CO., LLC
January 2017 - January 2024 · 7 yrs
Pennington Partners & CO., LLC
May 2016 - December 2016 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - November 2015 · 5 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
December 2007 - June 2009 · 1 yr 6 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Houston, TX →All financial advisors in Texas →