David Guido
David Guido is a registered investment advisor at Summit Financial, LLC, based in Ashburn, VA, with 16 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
Ashburn, VA
Get directionsHistory
Regulatory History (2)
Judgment / Lien
December 2021Judgment / Lien
June 2016Other Business ActivitiesSells Insurance
David offers insurance as a broker or agent through numerous insurance companies, including SRM, an affiliated company. He earns both cash and non-cash compensation based on sales of these products.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
United Brokerage Services, INCBroker
United Brokerage Services INC
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.