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Randal Sipkema

14 Years of Experience
Greensboro, NC
Broker

Randal Sipkema is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greensboro, NC, with 14 years of industry experience. Randal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

401 N Edgeworth St, Ste A, Greensboro, NC, 27401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randal is a member at large on the board of directors for Sipkema. He dedicates minimal time to this non-investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2018 - Present · 7 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2018 - Present · 7 yrs 9 mos
Ameriprise Financial Services, LLC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
August 2015 - August 2018 · 3 yrs
Ameriprise Financial Services, INC.
August 2015 - August 2018 · 3 yrs
Wells Fargo Advisors, LLC
June 2013 - September 2015 · 2 yrs 3 mos
Wells Fargo Advisors, LLCBroker
June 2013 - September 2015 · 2 yrs 3 mos
Citigroup Global Markets INC.
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
October 2007 - June 2009 · 1 yr 8 mos
State Registrations19 states
AZCOFLGAINLAMAMEMOMTNCNHNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.