PM
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Paul Maniffa

13 Years of Experience
Minneapolis, MN
Broker

Paul Maniffa is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 13 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul serves on the board of directors for Wallin Education Partners and NorthStar Education Finance, Inc. He is also a partner at Not Half Bad Bakehouse, where he is responsible for baking and cleaning.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 6 mos
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
American Enterprise Investment Services INC.Broker
November 2017 - June 2023 · 5 yrs 7 mos
RBC Capital Markets, LLC
July 2013 - November 2017 · 4 yrs 4 mos
RBC Capital Markets, LLCBroker
August 2012 - November 2017 · 5 yrs 3 mos
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Maniffa - Financial Advisor | TrueAdvisor