Denny Galindo is a registered investment advisor at Morgan Stanley, based in New York, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
750 Seventh Avenue, New York, NY, 10019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan Stanley
January 2017 - Present · 9 yrs 8 mos
Morgan StanleyBroker
January 2017 - Present · 9 yrs 8 mos
Previous Registrations
Morgan Stanley & CO. LLCBroker
October 2013 - January 2017 · 3 yrs 3 mos
UBS Securities LLCBroker
June 2010 - October 2013 · 3 yrs 4 mos
Wedbush Securities INC.Broker
May 2010 - May 2010 · 0 mos
Gabelli & Company, INC.Broker
September 2007 - March 2009 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.