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Donna Smothermon

Wells Fargo Advisors
17 Years of Experience
Dallas, TX
1 DisclosureBroker
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Donna Smothermon is a registered investment advisor at Wells Fargo Advisors, based in Dallas, TX, with 17 years of industry experience. Donna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Crescent Ct, Ste 1400, Dallas, TX, 75201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1978
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2017 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Janney Montgomery Scott LLC
April 2012 - July 2016 · 4 yrs 3 mos
Janney Montgomery Scott LLCBroker
April 2012 - July 2016 · 4 yrs 3 mos
Morgan Keegan & Company, INC.
March 2010 - April 2012 · 2 yrs 1 mo
Morgan Keegan & Company, INC.Broker
February 2010 - April 2012 · 2 yrs 2 mos
Wells Fargo Advisors, LLC
August 2009 - February 2010 · 6 mos
Wells Fargo Advisors, LLCBroker
August 2009 - February 2010 · 6 mos
Metlife Securities INC.
March 2009 - July 2009 · 4 mos
Metlife Securities INC.Broker
February 2009 - July 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - January 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - January 2009 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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