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Stephen Kimmel
16 Years of Experience
Beaver, PA
3 DisclosuresBroker
Stephen Kimmel is a registered investment advisor at Raymond James & Associates, INC., based in Beaver, PA, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1069 Third Street, Beaver, PA, 15009
Get directionsHistory
Regulatory History (3)
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Financial
August 2020Final
Financial
March 2020Final
Financial
November 2019Final
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2014 - Present · 11 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - November 2014 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2014 · 5 yrs 1 mo
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.