SC
SC

Steven Cohen

16 Years of Experience
Newark, NJ
Broker

Steven Cohen is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 16 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
April 2016 - Present · 10 yrs 3 mos
Prudential Investment Management Services LLC
April 2016 - Present · 10 yrs 3 mos
Prudential Investment Management Services LLCBroker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
New York Life Investment Management LLC
September 2013 - March 2016 · 2 yrs 6 mos
Nylife Distributors LLCBroker
December 2010 - March 2016 · 5 yrs 3 mos
E*trade Securities LLCBroker
February 2008 - July 2009 · 1 yr 5 mos
First Republic Group, LLCBroker
August 2007 - November 2007 · 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Cohen - Financial Advisor | TrueAdvisor