Dain Armstrong is a CFP-designated registered investment advisor at Morgan Stanley, based in Provo, UT, with 18 years of industry experience. Dain is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
5255 North Edgewood Drive, Suite 275, Provo, UT, 84604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dain is the sole proprietor/owner of American Polling Machine LLC, a technology company in Nephi, Utah, since May 2024. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Selina Raass, CFPMorgan Stanley
- Raymond RuniaMorgan Stanley
- Dane Runia, CFPMorgan Stanley
- Thomas Soffe, CFPMorgan Stanley
- Nathan Rosell, CFPThe Norden Group LLC
- Connor Boyd, CFPLPL Financial LLC