DA
CFP
DA
CFP

Dain Armstrong

18 Years of Experience
Provo, UT
Broker

Dain Armstrong is a CFP-designated registered investment advisor at Morgan Stanley, based in Provo, UT, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5255 North Edgewood Drive, Suite 275, Provo, UT, 84604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dain is the sole proprietor/owner of American Polling Machine LLC, a technology company in Nephi, Utah, since May 2024. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 7 mos
Morgan Stanley
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - February 2022 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - February 2022 · 14 yrs 4 mos
State Registrations37 states
AKALARAZCACOCTDCFLGAIDILKSMAMDMEMIMNMOMSMTNCNENJNVNYOKORPATNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dain Armstrong - Financial Advisor | TrueAdvisor