Charles Rhoades
Charles Rhoades is a registered investment advisor at Western Wealth Management LLC, based in Golden, CO, with 18 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 11,253 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual fee for comprehensive portfolio management will not exceed 3.0% of assets under management. Alternatively, a flat fee not to exceed 2.5% or a negotiated flat rate may apply. Fees are negotiable.
Fee Estimator
Location
14143 Denver West Pkwy Ste 450, Golden, CO, 80401
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2013Other Business Activities
Charles provides investment advisory services through Western Wealth Management, LLC, dedicating about a quarter of his time. He also has a business entity for tax/investment purposes and a DBA for his LPL business.
Employment History
Current Registrations
Western Wealth Management LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Pinnacle Wealth Management, INC.
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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