Stephen Small is a registered investment advisor at Aspen Wealth Management, INC., based in Overland Park, KS, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 94 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.70% |
| $3M+ | 0.50% |
A minimum fee of $250 per quarter may be assessed for clients (maximum 0.50%). This fee will apply when a client’s asset management accounts total less than $100,000. Fees are negotiable.
Fee Estimator
Location
9300 W. 110th Street, Suite 680, Overland Park, KS, 66210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a managing member of Swift Investments, LLC, a personal/family investing entity, since 2005. He spends minimal time per month searching for and evaluating investment opportunities and overseeing tax return preparation.
Employment History
Current Registrations
Aspen Wealth Management, INC.
State Registrations2 states
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