RH
RH

Rodney Hazelton

17 Years of Experience
Omaha, NE
Broker

Rodney Hazelton is a registered investment advisor at Schwab Wealth Advisory, INC., based in Omaha, NE, with 17 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.

Compensation
N/A
Firm Size
1462 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$500K
Planning is included in investment management

SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.

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Location

200 South 108th Ave., Omaha, NE, 68154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Schwab Wealth Advisory, INC.
June 2023 - Present · 2 yrs 11 mos
Charles Schwab & CO., INC.
December 2019 - Present · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.
December 2019 - December 2023 · 4 yrs
TD Ameritrade, INC.
March 2018 - September 2019 · 1 yr 6 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade, INC.Broker
February 2018 - September 2019 · 1 yr 7 mos
Scottrade Investment Management
April 2017 - February 2018 · 10 mos
Scottrade, INC.Broker
December 2008 - February 2018 · 9 yrs 2 mos
Ameritas Investment CORP
August 2008 - December 2008 · 4 mos
Ameritas Investment CORP.Broker
July 2008 - December 2008 · 5 mos
Edward Jones
October 2007 - April 2008 · 6 mos
Edward JonesBroker
September 2007 - April 2008 · 7 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodney Hazelton - Financial Advisor | TrueAdvisor