HM
HM
Hector Mena
18 Years of Experience
Hypoluxo, FL
3 DisclosuresBroker
Hector Mena is a registered investment advisor at Cetera Investment Advisers LLC, based in Hypoluxo, FL, with 18 years of industry experience. Hector operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Hypoluxo, FL
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Regulatory History (3)
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Customer Dispute
August 2025Pending
Customer Dispute
August 2022Settled
Customer Dispute
October 2021Settled
Other Business Activities
Hector is an advisor for Hector Mena, assisting families with college planning to reduce costs through various funding sources. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
June 2016 - November 2021 · 5 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - November 2021 · 5 yrs 5 mos
Edward Jones
October 2007 - June 2016 · 8 yrs 8 mos
Edward JonesBroker
September 2007 - June 2016 · 8 yrs 9 mos
State Registrations5 states
CTFLGAOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.