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Hector Mena

Cetera Investment Advisers LLC
19 Years of Experience
Hypoluxo, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Hector Mena is a registered investment advisor at Cetera Investment Advisers LLC, based in Hypoluxo, FL, with 19 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Hypoluxo, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Customer Dispute
August 2022
Settled
Customer Dispute
October 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Hector is an advisor for Hector Mena, assisting families with college planning to reduce costs through various funding sources. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
June 2016 - November 2021 · 5 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - November 2021 · 5 yrs 5 mos
Edward Jones
October 2007 - June 2016 · 8 yrs 8 mos
Edward JonesBroker
September 2007 - June 2016 · 8 yrs 9 mos
State Registrations5 states
CTFLGAOHVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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