Derek Lawson
Derek Lawson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Suwanee, GA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3449 Lawrenceville Suwanee Rd, Ste E, Suwanee, GA, 30024
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2015Criminal
January 1996Other Business ActivitiesSells Insurance
Derek operates Navigate Financial as a DBA for his LPL business and also as an insurance agency selling life, LTC, disability, and health insurance. He also owns multiple real estate rental properties and works as an IAR for MPWM Advisory Solutions LLC, dedicating about half his time to this role.
Employment History
Current Registrations
LPL Financial LLC
Mpwm Advisory Solutions LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Edward Jones
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.