Mark Fleming is a CFP-designated registered investment advisor at Compass Financial Management LLC, based in Oak Brook, IL, with 8 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,228 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fees are generally between 1.00% and 1.95% and are negotiable. Third-party or internally managed portfolios may add an additional 0.25% to 1.00% annual fee.
Fee Estimator
Location
700 Commerce Drive, Suite #500, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark has limited partnership interests in Highlands II LLC and EF Highlands LLC, received from his grandfather's estate. These partnerships are real estate developments, and Mark is not involved in decision-making.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Paradigm Wealth Management, LLC
Sentinus, LLC
Strategic Wealth Partners, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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