Robert Sforza is a registered investment advisor at Wells Fargo Advisors, based in Hauppauge, NY, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
150 Motor Parkway, Suite 210, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
M&t Securities, INC.Broker
M&t Securities, INC.
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.