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Brice Hartsuch

Cambridge Investment Research Advisors, INC.
19 Years of Experience
Beckley, WV
1 DisclosureBrokerSells Insurance
View SEC Summary
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Brice Hartsuch is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Beckley, WV, with 19 years of industry experience. Brice is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

716 S Kanawha St., Beckley, WV, 25801

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History

Regulatory History (1)
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Criminal
October 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brice is an independent insurance agent for various companies, dedicating a few hours per week to this activity. He also manages Hartsuch Family LLC for tax purposes (minimal time), works nearly full-time as an advisory representative of a RIA, and is the treasurer for Legacy FC (minimal time).

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2022 - Present · 4 yrs 8 mos
Cambridge Investment Research, INC.Broker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
On Investment Management CO
April 2019 - February 2022 · 2 yrs 10 mos
The O.N. Equity Sales CompanyBroker
April 2019 - February 2022 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2019 · 6 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2019 · 6 yrs 7 mos
Chase Investment Services CORP.
November 2010 - October 2012 · 1 yr 11 mos
Chase Investment Services CORP.Broker
September 2007 - October 2012 · 5 yrs 1 mo
State Registrations11 states
DEFLMDMIMTNCOHPAVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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