Philip Platania
Philip Platania is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 18 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
November 2013Customer Dispute
December 2012Customer Dispute
July 2011Customer Dispute
April 2011Other Business Activities
Philip uses Leonforte Financial Advisory LLC for his investment advisory business through Private Advisor Group, LLC. He also provides tax advice/preparation and is a licensed realtor, potentially earning commissions, but these services are separate from his advisory role.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
Sica Wealth Management, LLC
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.