Philip Platania
Philip Platania is a registered investment advisor at Private Advisor Group, LLC, based in Mendham, NJ, with 18 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
Mendham, NJ
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
November 2013Customer Dispute
December 2012Customer Dispute
July 2011Customer Dispute
April 2011Other Business Activities
Philip uses Leonforte Financial Advisory LLC for his investment advisory business through Private Advisor Group, LLC. He also provides tax advice/preparation and is a licensed realtor, potentially earning commissions, but these services are separate from his advisory role.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
Sica Wealth Management, LLC
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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