Matthew Flood is a registered investment advisor at Abner Herrman & Brock, LLC, based in Jersey City, NJ, with 17 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,403 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
Annual fee rates range from 0.25% to 1.40% and are negotiable based on portfolio strategy, asset allocation, customization, and portfolio size.
Fee Estimator
Location
185 Hudson Street, Suite 1640, Jersey City, NJ, 07311
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Abner Herrman & Brock, LLC
Previous Registrations
Abner Herrman & Brock, LLC
Abner Herrman & Brock, LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Smith BarneyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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