James Devico
James Devico is a registered investment advisor at Mountain Pass Planning, based in Hopewell Junction, NY, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 129 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $390K | 1.25% |
| $390K - $537K | 0.95% |
| $537K+ | Included |
For clients investing $537,000 and above, Mountain Pass offers a combined program of comprehensive financial planning and investment management services for a flat fee of $425 per month, or $5,100 per year.
Fee Estimator
Location
2537 Rt 52, Suite 1, Building 3, Hopewell Junction, NY, 12533
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a member of several LLCs that own multi-family residential apartments, dedicating a few hours per week to this activity. He is also licensed to sell life insurance products, which also takes a few hours per week.
Employment History
Current Registrations
Mountain Pass Planning
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.