RC
RC
Ricardo Cervantes
16 Years of Experience
Bosotn, MA
1 DisclosureBroker
Ricardo Cervantes is a registered investment advisor at John Hancock Investment Management LLC, based in Bosotn, MA, with 16 years of industry experience. Ricardo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
197 Clarendon St, Bosotn, MA, 02116
Get directionsHistory
Regulatory History (1)
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Criminal
April 2014Final Disposition
Employment History
Current Registrations
John Hancock Investment Management LLC
November 2020 - Present · 5 yrs 6 mos
John Hancock Investment Management Distributors LLC
May 2020 - Present · 6 yrs
John Hancock Investment Management Distributors LLCBroker
May 2020 - Present · 6 yrs
Previous Registrations
Edward Jones
November 2009 - April 2020 · 10 yrs 5 mos
Edward JonesBroker
October 2009 - April 2020 · 10 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.