Judy Gutierrez is a registered investment advisor at LPL Financial LLC, based in Portsmouth, NH, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
25 Market Street, Suite 2B, Portsmouth, NH, 03801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Judy operates under the DBA RSG Advisory for her LPL business and owns rental real estate. She also provides administrative support to Global Retirement Partners, an independent investment advisor firm, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
LPL Financial LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Montage Securities, LLCBroker
Mariner Retirement Advisors, LLC
Montage Securities, LLCBroker
American Century Investment Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.